You will benefit from our experience of Financial Conduct Authority (FCA) civil actions, regulatory action, disciplinary hearings, compliance, criminal investigations and employment issues. Within each of these fields our Lawyers are recognised as market leaders.
An investigation by the FCA can be intrusive and unsettling, we know how best to guide you through and achieve the most favourable outcome available.
Our FCA Investigation Solicitors can assist with:
• Advising on Supervisory Notices
• Responses to information requests
• Written and oral representations to the FCA
• Representation at the Regulatory Decisions Committee and, if necessary, the Upper Tribunal
• Applications for Approved Person Status
• Settlement discussions
In addition all areas of employment law and specific financial services industry issues, such as restrictive covenants, data protection and whistleblowing.
We have nationwide coverage with our main offices in London, Manchester and Birmingham and 24 hour helpline so you will always be able to get legal advice when you need it. If insurance cover is not available we can agree staged fixed fee payments and affordable payment plans.
Slater and Gordon Lawyers is one of the UK's largest and well known law firms with offices in London, Manchester, Watford, Liverpool, Chester, Birmingham, Sheffield, Cardiff, Edinburgh, Cambridge, Milton Keynes, Preston, Wakefield and Wrexham.