If you're facing a Financial Crime or a Financial Conduct Authority investigation, Slater & Gordon Lawyers can help. Call freephone 0800 916 9060 or contact us online and we will call you.
Slater & Gordon Lawyers regularly represent individuals under investigation for financial crime or facing regulatory procedures. As the leading employment law firm for employees, we have a unique cross-practice team of Solicitors that advise people facing Financial Conduct Authority investigations, combining legal expertise in criminal, regulatory and employment law.
With the Financial Conduct Authority (FCA) now making use of both its regulatory and criminal powers to bring proceedings against people working in the financial services sector, rather than the principal criminal law enforcement agencies, individuals affected by FCA investigations benefit from a law firm that understands the full range of ways the FCA can affect financial services workers as individuals.
Our FCA Investigation unit was formed in 2002 to focus the expertise we can offer you personally from our regulatory, criminal, employment and other relevant practices. Within each of these fields our Lawyers are recognised as market leaders who are regularly interviewed on and write about this growing area of law.
As we specialise in advising individuals, we can represent individuals where other firms may be excluded from doing so because of potential conflicts of interest. We can also provide additional expertise where both an institution and an individual employer are cooperating in making representations to the FCA or the Financial Services and Markets Tribunal.
Regulatory & Criminal Proceeding Lawyers
We can advise parties concerned with or affected by FCA investigations, represent individuals who are subject to enforcement proceedings, and assist people with contentious authorisation processes.
We can act on all areas of employment law and issues specific to the financial services industry, such as the granting / withdrawal of approved persons status, the test for fitness and propriety, individual compliance and disclosure obligations, restrictive covenants, data protection and whistleblowing.
Contact our Senior FCA Solicitors Direct
Regulatory Jeremy Summers call 020 7657 1786
Employment Clive Howard call 020 7657 1515
Call our Financial Crime & FCA Investigation Lawyers on freephone 0800 916 9060 or contact us online and we'll be happy to help you.
Slater & Gordon Lawyers have offices in London, Manchester, Liverpool, Birmingham, Milton Keynes, Bristol, Cambridge, Cardiff, Edinburgh, Halifax, Newcastle, Sheffield, Wakefield & meeting rooms in Bramhall, Cheshire.